Company Overview
Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East and West, Nomura services the needs of individuals, institutions, corporates, and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought […]
Company Overview
A top-tier Hedge Fund is looking for a Compliance Analyst to join the team in their NYC office.
Responsibilities:
* Work closely with a team of attorneys and compliance professionals to help ensure the firm’s business activities are conducted in strict accordance with regulatory requirements * Support the firm’s business units, design and review automated compliance monitoring reports, and ensure adherence to compliance policies
Qualifications:
* Bachelor’s degree […]
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo […]
Our client is an independent, established fundamental long/short equity Hedge Fund Manager based in New York City with a 20+ year track record. The firm is an investment advisor registered with the U.S. SEC.
Core Responsibilities:
* Manage all global regulatory filings * Negotiate commercial contracts (including prime brokerage and ISDA Agreements, as well as IT and operational agreements) * Serve on various internal committees * Negotiate fund agreements, side […]
My client, a market-leading, global, multi-billion dollar AUM hedge fund, is looking to hire a Valuation Risk – Equity Derivatives Front Office for its equities trading desk in NYC.
The firm’s US equity derivatives business is rapidly expanding. This role, working as the most senior person in a team of three, will directly support the equity derivatives Portfolio Managers, Traders, and Quants that you’ll sit with.
The hire will […]
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At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never […]
An elite Hedge Fund in the New York area is looking to hire a Compliance Associate to join their dynamic Compliance team. The role will report directly to the Chief Compliance Officer and have responsibilities assisting with the management of the day-to-day operations of the compliance program.
Responsibilities:
* Manage the firm’s overall compliance program including drafting and implementing policies and procedures as well as administering compliance training * Review […]
Our client, a registered investment advisor, is looking for a Compliance Director to join its Alternative Investments Compliance team.
The ideal candidate will have previous senior compliance experience within a high-touch/high-client-experience-expectation organization at an alternative investment fund (private equity or hedge).
Responsibilities:
* Manage and implement the standards, practices, oversight, and implementation of a highly effective alternative investments compliance program within a fast-growing Private Wealth Management Division * Provide compliance […]
Our client is a growing multi-strategy Hedge Fund, across both discretionary and systematic investment strategies.
We are looking for a Head of US Compliance to lead and oversee the Americas Compliance Programme. There will be one local line report and the role will report to the Global Chief Compliance Officer, based in London.
Responsibilities:
* Take ownership of the Americas Compliance Programme * Act as the first point of contact […]
A global quantitative and systematic Hedge Fund in London is currently looking for a Risk Analyst. This multi-start Hedge Fund operates in all liquid asset classes globally and given their state-of-the-art platform and scientific approach to investing, they can solve the most complex challenges in trading and continuously deliver high-quality returns for its investors.
The firm heavily values risk and is determined to develop and revolutionary risk platform to […]
