The client is a $60 billion Hedge Fund.
Responsibilities:
* Assist the CCO in developing and coordinating a compliance program around automated trading with a focus on wholesale market making and related client-facing businesses * Conduct surveillance reviews, draft supervisory procedures, and respond to regulatory inquiries for all businesses * Collaborate with securities regulators and examiners * Build deep and positive relationships with coverage areas and counterparts in other supporting […]
An elite alternative investment management firm is looking for a Senior Compliance Associate to join their team in NYC. The Senior Compliance Associate will have many responsibilities such as administering the Code of Ethics, assisting with various regulatory filings (ADV, PF), and reviewing advertising/marketing materials.
This is a great opportunity for someone with generalist compliance experience looking to advance their knowledge at a great firm.
Requirements:
* 3+ […]
Responsibilities:
* Prepare regulatory filings * Assist in designing and reviewing compliance monitoring reports * Help maintain and ensure standards, policies, and regulations are up to date * Provide support in long-term compliance projects
Qualifications:
* Bachelor’s Degree in Law, Finance, or related disciplines * Up to 3 years of experience in paralegal, accounting, compliance, investment management, or financial operations is highly preferred * Fluent in English; proficiency in Mandarin, […]
Our client, a $15B+ multi-strategy Hedge Fund, is seeking a Compliance Analyst to join their growing team. This person will have exposure to all areas of the compliance program under the CCO and will work within one of the most collaborative environments in the industry.
Key Points:
* Great opportunity for someone junior in their career to gain exposure to all areas of the legal and compliance program * […]
Responsibilities:
* Oversee Risk Management for the Hedge Fund Portfolio, acting as the risk specialist on liquid products for new and existing Hedge Fund strategies * Contribute to the development and maintenance of quantitative analytics to support the Global Ongoing Risk Monitoring Framework for existing investments for all Investment Strategies managed by the firm (Credits, Hedge Funds, Infrastructure, Private Equity, and Real Estate) * Participate as the Risk Manager for […]
A top-rated $20Bil AUM multi-strategy Hedge Fund located in New York is seeking a Senior Quantitative Risk Manager to work within a larger Equities team. This is a critical role that helps protect the fund by identifying their exposure and ensuring that the fund’s risk-taking is predictable and is taken with deliberate action.
Functions:
* Ensure that risk-taking at the individual portfolio level and at the firm level is […]
The Chief Compliance Officer (CCO) will oversee and manage compliance at a long-biased equity fund. The CCO will develop, implement, and maintain a compliance programme to ensure the firm complies with all SFC and SEC regulations and provide guidance and support to the IR team, portfolio managers, and other staff on compliance matters.
Key Responsibilities:
* Develop and implement a compliance programme that includes policies, training, monitoring, and testing * […]
I am working with a globally leading Hedge fund that is trying to build out its quant and risk platforms. For this position, they are trying to hire a Quant Risk Analyst to help the fund’s risk quantitative investment strategies in Futures, FX and Rates.
Principal Responsibilities:
* Monitor PnL and performance for Systematic/Quant Portfolio Managers * Develop and maintain derivative and option risk and pricing models (FX options, IR […]
An Equity-Focused Multi Strategy Hedge Fund is hiring their first Head of Risk to join the team in Dallas, TX.
The fund runs multiple fundamental and systematic strategies, and they have over $1B in total AUM. It’s a tight-knit group of PMs, Analysts, and Researchers, and this individual will serve as a high level individual contributor, working side by side with the front office.
The equity coverage is broad, including […]
