Position Mission
The Compliance Manager (“Compliance Manager”) for Top Tier Capital Partners, LLC (“the firm” or “TTCP”) will skillfully and accurately assist in the coordination and execution of the firm’s regulatory compliance activities. This position will report to the Vice President, Legal and will also interact extensively with the Chief Compliance Officer.
General Responsibilities:
1. Manage the day-to-day compliance functions of the firm. These activities typically include, but are not […]
Position Mission
The Compliance Counsel for Top Tier Capital Partners, LLC (“the firm” or “TTCP”) will skillfully and accurately assist in the coordination and execution of the firm’s regulatory compliance activities. This position will report to the Vice President, Legal and will also interact extensively with the Chief Compliance Officer.
General Responsibilities:
1. Manage the day-to-day compliance functions of the firm. These activities typically include, but are not limited to, […]
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