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Compliance Associate

New York, NY

Job Summary

Hedge Fund is seeking a Compliance Associate. Assist the CCO with implementing the firm’s compliance program which consists of SEC compliance, state specific compliance and compliance in international jurisdictions. 2-6 years’ experience at a hedge fund in a dedicated compliance role.

Details

We are currently looking for a Compliance Specialist for a multibillion Equity L/S Hedge Fund in New York. The successful candidate will have 2-6 years’ experience at a hedge fund in a dedicated compliance role.

The role offers mentorship from a hugely experienced CCO who has over 10 years experience of buy-side compliance. They are committed to building a well-rounded team of Compliance specialists who are capable of working efficiently on all areas of Compliance.

Responsibilities:

* Assist the CCO with implementing the firm’s compliance program which consists of SEC compliance, state specific compliance and compliance in international jurisdictions
* Create, modify, update and implement the company’s compliance policies
* Work with outside consultants to prepare and file periodic regulatory reports in a timely manner
* Design and monitor control systems to test internal policies, document results and recommend effective improvements
* Provide compliance support, advice and guidance to all areas of the business (including front office)
* Communicate emerging compliance issues to management and/or employees

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  • Job Reference #: LinkedIn 3227781882
  • Min Experience: 2 years

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