Job Opportunity

Compliance Associate

San Francisco, CA

Job Summary

Manage compliance program including continued development and enhancement of existing policies and procedures. Bachelors degree. Must have 3+ years of compliance experience in hedge fund or similar fund structure.

Details

Roles

* Manage compliance program including continued development and enhancement of existing policies and procedures.
* Prepare and submit the firms’ regulatory filings, including the Form ADV, Form PF, Form 13G, Form 13H, international regulatory filings.
* Work with General Counsel, Chief Compliance Officer and other investment professionals to ensure that the firms are exam ready.
* Conduct initial registration processes including development and implementation of the appropriate compliance policies and procedures. T

Job Requirements

* Bachelors degree
* 3+ years of compliance experience in hedge fund or similar fund structure
* Strong foundation in Investment Advisers Act of 1940

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  • Min Education: BA/BS
  • Min Experience: None