Job Opportunity
Compliance Associate
San Francisco, CA
Job Summary
Manage compliance program including continued development and enhancement of existing policies and procedures. Bachelors degree. Must have 3+ years of compliance experience in hedge fund or similar fund structure.
Details
Roles
* Manage compliance program including continued development and enhancement of existing policies and procedures.
* Prepare and submit the firms’ regulatory filings, including the Form ADV, Form PF, Form 13G, Form 13H, international regulatory filings.
* Work with General Counsel, Chief Compliance Officer and other investment professionals to ensure that the firms are exam ready.
* Conduct initial registration processes including development and implementation of the appropriate compliance policies and procedures. T
Job Requirements
* Bachelors degree
* 3+ years of compliance experience in hedge fund or similar fund structure
* Strong foundation in Investment Advisers Act of 1940
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- Min Education: BA/BS
- Min Experience: None