Job Opportunity
Compliance Officer
Confidential | New York, NY
Job Summary
Hedge fund. Conduct routine, targeted, and ad hoc testing/ surveillance. Monitor adherence to the firm’s code of ethics. Interface directly with investment professionals in a fast paced environment. 2+ years of experience in either asset management or investment banking compliance roles.
Details
A very prestigious hedge fund is looking for a junior compliance analyst to join their team. This opportunity affords for tremendous growth and exposure to the investment management field.
Key Deliverables:
- Compliance analyst/associate role that is considered a generalist position.
- Candidate will ideally have 2+ years of experience in either asset management and/or investment banking compliance roles.
- Trading floor compliance and/or control room experience is preferable but not a requirement.
- Knowledge of information barrier/material, non-public information policies and procedures is desirable.
- Must have strong attention to detail, the ability to multi-task, work independently, and acclimate to and function within a trading floor environment consisting of alpha-type business-side personalities.
Desired Skills:
- Be knowledgeable about ERISA rules and requirements.
- Become knowledgeable with respect to a complex set of business strategies, funds, and fund guidelines.
- Have the ability to interface directly with Investment Professionals in a fast paced environment.
- Be knowledgeable about AML/KYC guidelines.
- Be able to conduct routine, targeted, and ad hoc testing / surveillance.
- Monitor adherence to the Firm’s Code of Ethics (personal trading, gifts and entertainment, political contributions, etc.).
- Become knowledgeable regarding Volcker implications.
Click here for details on this job
- Job Reference #: 168190
- Compensation: 110,000 (other)
- Min Education: BA/BS
- Min Experience: 2 years